Compliance Officer – Law Firm

Job details and application.

Compliance Officer – Law Firm

Published
03/10/2025
Location
Exeter, United Kingdom
Category
Job Type
Type Of Lawyer
  • Compliance Manager
Work Hours
Full-time
Reference No:
BH-50697
Area of Law
  • Regulatory & Compliance
Contact Email
lauren.eager@qedlegal.com
Contact
Lauren Eager
Contact Phone
07854 723109
Region
South West

Description

Compliance Officer - Law Firm
Hybrid | Exeter or Torquay (Travel to other offices)
Full Time or Part Time considered

We're looking for an experienced compliance professional looking to take on a key role in shaping compliance culture within a growing regional law firm.

This is a fantastic opportunity for a Compliance Officer / Legal Risk & Compliance Specialist to join a supportive team, where you’ll play a vital part in ensuring best practice across the business and have the scope to grow into a wider leadership role.

They're looking for a true generalist to cover every aspect of compliance.

The Role?

  • Developing and updating compliance procedures, processes, and controls
  • Supporting firm-wide compliance with SRA standards, AML legislation, GDPR and risk reviews
  • Conducting compliance checks, audits, and risk assessments
  • Drafting and updating template letters, training programmes and policies
  • Escalating issues and breaches appropriately, with practical recommendations
  • Playing a key role in accreditation processes such as Lexcel, SRA and CQS audits
  • Monitoring supervisory meetings, file reviews, and mentoring supervisors
  • Providing clear, supportive compliance guidance to lawyers and leadership

About you?

Experience in Compliance specifically in a law firm
Open to a fee earner looking to make a move
Strong knowledge of AML & SRA Codes of Conduct
Excellent communication 
Highly organised, proactive and deadline-driven

What's in it for you?

  • Flexible working options (Part time and Full time)
  • 25 days holiday + Bank Holidays
  • Private Medical insurance
  • Learning & Development opportunities
  • + more firm wide benefits

Interested?

Know someone who could be great?

Apply today for a confidential conversation.

Apply
Drop files here browse files ...
Are you sure you want to delete this file?
/