Risk & Compliance Solicitor
Hertfordshire
Competitive + excellent benefits

We’re working with a fabulous leading Legal 500 and Chambers ranked law firm looking to add into their risk and compliance function. This is a great role for an experienced Compliance Solicitor to drive best practice across the firm, advise on code of conduct, ethics and more.

You’ll be joining a supportive, award-winning team that values professional growth, collaboration, and innovation in compliance and risk management.

The Role
You’ll provide specialist advice and hands-on support across all areas of regulatory and professional compliance. You’ll work closely with the firm’s senior leadership, ensuring the business remains compliant with evolving regulations and best practices.

Key responsibilities include:

• Supporting the firm’s Compliance Officer, MLRO, and DPO on SRA, AML, and data protection matters
• Providing practical advice to staff on issues such as confidentiality, conflicts, and regulatory obligations
• Reviewing and updating compliance policies and procedures, ensuring alignment with new regulations
• Assisting with audits, investigations, and professional negligence matters
• Liaising with insurers and regulatory bodies where required
• Designing and delivering compliance and AML training for staff
• Conducting file reviews (Regulatory, AML, PEP) and coordinating corrective actions
• Monitoring emerging regulatory trends, including AI and cybersecurity risks
• Advising on risk management for the firm’s separate business entities

About You?

You’re a qualified lawyer (ideally 3–5 years PQE) with strong experience in regulatory compliance, risk management, or professional standards within a legal environment.

• In-depth knowledge of SRA Standards & Regulations, AML, and Data Protection
• Proven experience in complaint handling or professional negligence matters
• Excellent communication and advisory skills
• Confidence working with senior stakeholders, regulators, and clients
• A proactive mindset with strong analytical and problem-solving ability
• Interest or awareness of emerging risks such as AI and cybersecurity

What’s in it for you?

• Competitive salary based on experience
• Hybrid working
• 25 days holiday per year
• Contributory pension scheme
• Private health cover & life assurance
• Discretionary annual bonus
• Supportive culture with career development opportunities

This is a standout opportunity to take ownership of a key regulatory role within a leading UK law firm.

You’ll play a central part in shaping compliance strategy while developing your expertise across SRA, AML, and data protection.

Interested?

Reach out let's have a confidential conversation

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