We are excited to be working with a leading Financial Services institution that is looking to bring on a Compliance Monitoring Manager to the business.

In this role you will be responsible for a team, ensuring the business is consistent with meetings its regulatory obligations and keeps in-line with FCA rules and principles.
 

• Provide guidance internally and externally to ensure the business adheres to all relevant rules and regulations
• Establish yearly reports and plans to enhance compliance documentation
• Ensure Compliance Reviews are completed to the highest standard and ahead of deadline
• Oversight and execute the Compliance monitoring Plan (CMP) to ensure the business keeps abreast to all regulations and provides exceptional service for its customers in a timely manner
• Foster a strong Compliance culture within the business – Not limited to Training, development and management of the team.

About you:

• Excellent knowledge of FCA, DPA and AML regulations
• Extensive experience handling SLAS Compliance policies and governance frameworks and report writing on business impacts
• Experience within Financial Services, dealing with Government bodies
• Solution focused and analytical mindset
• Previous experience of Management, training and reviewing work
• Confident in representing the Compliance function at Senior Stakeholder meetings, Committees and wider business events
• Ability to build relationships, drive compliance outcomes, and work independently on regulatory matters.

If this sounds like your next step – Click apply now for a confidential conversation