Job: Risk & Compliance Officer

6th February 2024
Nottingham, United Kingdom
Job Type
Type of Lawyer
  • Compliance Manager
£40000 - £55000 per annum
Work Hours
Reference No:
Start Date
2024-02-06 00:00:00
Area of Law
  • Regulatory & Compliance
Contact Email
Lauren Eager
Contact Phone
07854 723109


Legal Risk & Compliance Officer

We're working with a leading national law firm looking to expand their risk and compliance team in London.

You will join an existing team reporting into the Risk & Compliance Director, covering analysis, training, research as well as liasing with firmwide employees dealing with queries. This is a brilliant opportunity to join a leading firm, where you will have a clear path of progression.

Main Duties:

  • Dealing with new client matters and dealing with some more complex matters
  • Reviewing AML compliance and liaising with fee earners to ensure that outstanding information is requested.
  • Undertaking conflict check analysis, identifying legal and commercial conflicts.
  • Dealing with ad hoc queries, including requests for reopening files and background/company checks.
  • Training new joiners on the Firm’s AML policies and procedures
  • Keeping ahead of regulatory changes and providing training and support to the relevant offices.
  • Assisting with the maintenance of AML policies and procedures
  • Providing mentoring and training support for the junior team members.
  • Support the Director of Risk & Compliance with projects, updating policies and procedures, and tasks associated with the introduction of new regulations/legislations.

I'm interested in speaking to London Compliance professionals. You will be successful in this role if you have a clear background in compliance within a law firm, a strong understanding of SRA rules and regulations.

Please apply below or reach me at

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